Thank you for your interest in partnering with Finalis for U.S. chaperoning under Rule 15a-6. We kindly request the following information for our compliance team to conduct their corporate level review.
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It has been amazing to use the Marketplace—great collaboration with other affiliates to represent a formidable team. I am excited about what's been built and what is forthcoming.
Jeb Altonga
Managing Partner, Clear Glass Capital
I'm very happy Finalis introduced a sharing tool between bankers. I've already connected with over six bankers to collaborate on deals which greatly improves the timing and outcome. I look forward to future interactions through this portal!
Dale Sizemore
CEO, DKSGA2
There are real-estate professionals on the platform that I have engaged with to pitch in a month-long bakeoff with other investment banks, and because both of us met through the Finalis Marketplace, we won the mandate.
Billy Birdzell
Managing Director at Horatius Group
Finalis looks for ways to partner with us above and beyond the standard broker/dealer partnership. We consistently look to them for compliance guidance, legal advice, and help with contract issues.
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