Insights & Trends by Finalis

Stay up-to-date with informative articles and incisive perspectives on the financial industry and the investment banking sector.
Dealmaking

Dry Powder To Be Deployed: Is Money Sitting on the Sidelines?

Jul 14, 2025 - 12 min read

A record amount of dry powder is waiting for the right moment to be deployed, it could be coming.
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Compliance

Why Finalis Requires Documentation of Client Transactions: A Legal, Regulatory and Fiduciary Imperative

Jul 01, 2025 - 3 min read

Compliance

Traditional Deal Sourcing Is Dead – And Here’s What Killed It

Apr 28, 2025 - 5 min read

Compliance

Spotlight on the New M&A Broker Exemption

Apr 21, 2025 - 5 min read

Compliance

Series 7 Exam – Everything you need to know

Jan 15, 2025 - 5 min read

Thematics

The Next Horizon: Investment Banking As A Platform

Dec 02, 2024 - 3 min read

Dealmaking

Deal Sourcing Challenges for Mid-Sized Buy-Side Firms

Nov 21, 2024 - 5 min read

Financial Services

How Global Firms Can Safely Access U.S. Markets

Oct 22, 2024 - 5 min read

Compliance

How Much Does a Broker-Dealer License Cost?

Oct 10, 2024 - 5 min read

Compliance

Is a Broker-Dealer Registration your Only Alternative?

Aug 22, 2024 - 5 min read

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