Compliance That Works For You
Running an independent firm is hard. Leading M&A boutiques and placement agents use Finalis to move faster, safely. We provide regulatory expertise and a fully-integrated compliance and dealflow technology platform purpose-built for independent dealmakers. So you can focus on moving deals, not paperwork.
Get Started TodayNext-Generation Compliance
for the Private Capital
Markets
With networking and deal intelligence, all in one platform
Request a DemoFinalis in numbers
1,000+
$125M+
430+
870+
250B+
1,100+
430+
$206M+
10x
*Methodology: Members include all registered representatives (RRs), non-registered persons (NRPs), non-registered fingerprints (NRFs), and Finra / Financial Accounts Processing (FAPs). Member Success Fees are the aggregate amount of gross success fees collected by Finalis Members on the Finalis Platform. Firms are all the legal entities with whom Finalis signed an Order Form.
Solutions for
Investment Bankers &
Placement Agents
Your Back Office Just Got An Upgrade
Data Rooms, Upgraded And Integrated.
○ Start strong with a quick, hassle-free set-up — no sales calls or third party vendors
○ Speed up diligence with our simple, intuitive design, real-time analytics, bulk folder uploads, and granular permissions
○ Own your source of truth — stop chasing invoices, archives and audit trails
Speed Up Compliance Turnarounds
○ Catch issues before compliance sees them with AI pre-reviews that flag common issues
○ Always know exactly where you stand with real-time progress tracking
○ Accelerate approval cycles with embedded e-signatures
Control Invoicing & Payments
○ Create and send invoices directly to clients with pre-populated deal details
○ See where you stand at a glance — get notified when funds are received and processed by Finalis
○ Funds can be transferred directly to your bank account or split with eligible partners
*AI can help you operate efficiently but is subject to error and is not a substitute for human judgment.
Finalis Makes Firms
Safer
Reduce risk and regulatory burden with our registered broker-dealer services, automated oversight, and always-on support.
Faster
Close deals with less friction, powered by AI workflows and tools that will allow you to move through compliance with speed and confidence.
Smarter
Leverage comprehensive industry data, centralized workflows, and a real-time visibility to make better decisions.
More Profitable
Cut operational complexity and cost while finding new origination sources and connecting with the best counterparties for your deals.
The Finalis Ecosystem
We want you to be our next success story
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