Pricing designed to scale alongside your business needs

Our pricing plans are structured to align with your full business lifecycle - from independent dealmakers to full service investment banks

Broker-Dealer Sponsorship

We ensure that you operate legally and compliantly, while providing you the tools to independently scale your business.
Pricing Includes:
  • White-label broker-dealer affiliation
  • Continuing education support
  • Errors & Omissions insurance
  • Data archiving
  • Compliance team support
  • Unrestricted access to our technology platform including our legal templates and the Finalis Marketplace™

Risk-Free

  • Ideal for sole practitioners with variable deal-flow.
  • Pay only when you close deals.
  • Flat % on commissions + no monthly fee.

Growth

  • Ideal for firms with steady deal-flow.
  • Subscription model.
  • Volume % discounts on commissions + monthly fee.

Minimum Commission

  • Ideal for firms with steady deal-flow who prefer to cap their expenses.
  • Subscription model.
  • Lowest flat % on commissions + monthly fee.

Outsourced Broker-Dealer Management

Operate your own broker-dealer? Engage Finalis’ compliance expertise, network and technology platform to manage your broker dealer legally and compliantly while focusing more time on your clients.  

Please connect with the Finalis team for our outsourced broker-dealer management service offerings and bespoke pricing.

15a-6  Chaperoning

Finalis provides chaperoning services under SEC Rule 15a-6 to international advisors, banks and placement agents seeking access to U.S. capital markets for private placement distribution.
Pricing Includes:
  • Compliance team support
  • Unrestricted access to our technology platform including our legal templates library and the Finalis Marketplace™

Risk-Free

  • Ideal for sole practitioners with variable deal-flow.
  • Subscription model.
  • Flat % on commissions + low monthly fee.

Growth

  • Ideal for firms with steady deal-flow.
  • Subscription model.
  • Volume % discounts on commissions + monthly fee.

Minimum Commission

  • Ideal for firms with steady deal-flow who prefer to cap their expenses.
  • Subscription model.
  • Lowest flat % on commissions + monthly fee.

Finalis Marketplace™

Allows M&A advisors, investment bankers and placement agents to offer, find and promote deals with other dealmakers in real-time while strengthening your network with like-minded partners.

Please connect with the Finalis team for our Finalis Marketplace™ service offerings and bespoke pricing.
Pricing Includes:
  • Access to a growing amount of deals and potential clients
  • Tools to promote and expand your networking capabilities
  • Collaborative platform to syndicate and de-risk deal execution
  • Exclusive events
  • All-in-one platform: private chat, directory, document bank, etc.
  • Access to a thriving network of placement agents to distribute your offerings
  • Seamless process to raise capital

Flexible

Fixed and variable pricing

Customizable

For any business

Volume-based

Discounts applicable

Do you have a complex or unique business model?

We can develop a plan together.

FAQs

Learn how Finalis can be
your dealmaking partner

Speak to the team