NRF Application

Finalis NRF Application

Please provide the following information to perform due diligence as part of the onboarding process.

First Name *

Last Name *

Country of birth *

State of birth *

SSN # *

Please enter your Country of Birth *

Country of Residence *

Business Email address *

Employer Address*

Date of Birth *

CRD # (if applicable)

Are you currently or have you previously been the subject of any regulatory complaint, proceeding or investigation or received any notice in that respect? �

Firm Name *

Position at Firm *

Employment Start Date *

Do you expect to become a registered representative within the next six months? *

Height (in) *

Weight (lbs) *

Hair Color *

Eye Color *

If you do not have a Social Security Number, please upload a copy of your passport.

Are there any outstanding liabilities, debts, pending litigation, or past or present regulatory complaints, proceedings, investigations, or notices that could affect the transfer of you/your RRs from your current BD to Finalis?

I accept the terms & conditions

Thank you! Your submission has been received!

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Finalis NRF Application

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