BANKERS
Build Your Business.
Close More Deals.
Finalis empowers investment bankers, M&A advisors and placement agents with the infrastructure, compliance support, and dealmaking network to scale your business — without giving up your independence.
A Commercially-Minded Partner for Modern Bankers
Whether you're an investment banker, M&A advisor, or placement agent, running your practice should never be a tradeoff between compliance and growth.
Connect with FinalisWe help you
Why Finalis
Stay Independent
Operate under your own brand with full autonomy — Finalis supports, not controls.
Get Compliant, Fast
Move swiftly through onboarding and compliance with AI-powered tools and a team of FINRA experts.
Close More Business
Gain access to investor pipelines, proprietary opportunities, and support from the Finalis Capital Markets team.
Backed by a Trusted Broker-Dealer
Backed by a Trusted Broker-Dealer, Finalis is a FINRA-registered Broker-Dealer with deep expertise in private capital markets.
“The broader Finalis community is powerful. Finalis has basically created a collaboration space for individual firms, which gives us the collective power and resources of a much larger institution.”
Yixin (Shing) Pan
XTVue, Inc.
The listed firm is a current client of Finalis Securities and was not compensated for its statement.
Built for All Deal Professionals
Technology and tools to Drive Success
Capital Allocators Program
Warm investor intros
Finalis Connect
Network engagement + Deal referrals
Actions360™
Transparency + workflow visibility
Trusted by Hundreds of Bankers
830+
affiliated bankers across sectors
$205B+
in active deal volume
$22B+
in closed transactions
Reduce Operational Fragmentation
Integrated compliance + deal management
From engagement letter to close
Take Your Practice to the Next Level
Join the growing network of bankers, M&A advisors, and placement agents backed by Finalis.
