Faster Compliance Built for Independent Bankers and Placement Agents.

Finalis provides end-to-end regulatory affiliation and transaction support, giving independent dealmakers the flexibility to operate efficiently and compliantly under a modern broker-dealer platform built for private capital markets.

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HOW IT WORKS

The three pillars of your Finalis membership

Get compliant
Become registered through our FINRA-member broker-dealer and operate within a fully supported regulatory framework.

Run smarter workflows
Automate core operational tasks with deal-first infrastructure designed to reduce friction and accelerate execution.

Scale your deal practice
Connect with peers, access vetted deal opportunities, and close transactions with confidence.

Finalis in numbers

850+

Bankers & Placements Agents

225B+

in active deal flow

1020+

active private capital deals

$22B+

closed transactions

$218M+

average deal size

10x

faster
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Compliance That Doesn't Slow Down Deals

Finalis helps firms reduce regulatory risk and operate productively. Join the leading investment banking network built for professionals who move fast — and stay compliant.

Endorsed by experienced dealmakers.

"Finalis allows me to assemble the best expert working teams to meet my clients’ various investment banking needs on a global basis."

Yixin (Shing) Pan
XTVue, Inc.

"I have already connected with several bankers to collaborate on deals which greatly improves the timing and outcome. I look forward to interactions through this portal!"

Dale Sizemore
ConCap Global, LLC

"Great collaboration with other affiliates to represent a formidable team."

Jeb J. Altonaga
Clearglass Capital Partners

"Finalis looks for ways to partner with us above and beyond the standard broker/dealer partnership."

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Carlsquare

"A well needed change in the broker-dealer space."

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Peak

"There is real power in this model. I believe networking is one of the most important advantages of Finalis."

Christopher McGhee
McGhee Risk Capital, LLC

"The broader Finalis community is powerful. Finalis has basically created a collaboration space for individual firms, which gives us the collective power and resources of a much larger institution."

Billy Birdzell
Horatius Group

"Willingness to be flexible, innovative approaches, and topnotch services, are just a few of the attributes we have experienced. "

Gary D. Rakan
Vesticor

"We are very appreciative of their dedication to our success."

Ximena Vaca
Epsilon Acquisition Services, LLC

Real Professionals.
Real Results.

Watch how Finalis helped Portside
Solutions master compliance and
scale with confidence.
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About Finalis

How Finalis Supports Your Deals

Overcome regulatory bottlenecks and streamline every stage of your deal cycle — from origination to close.
Finalis Marketplace™
Discover vetted, high-quality deal flow.

Leverage our compliance infrastructure to pursue aligned opportunities — all within a secure, broker-dealer-backed ecosystem.

Directory
Instantly find and connect with dealmakers.

Search by sector, geography or expertise to expand your pipeline and accelerate syndication.

Finalis Capital Introduction
Get warm intros to institutional investors.

We help you match with active buyers aligned to your deal profile — no cold outreach required.

Ready to close deals faster?

Schedule a 30 minute meeting and get a personalized analysis on how Finalis can help you.
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Join Finalis

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Become a member