Faster Compliance Built for Independent Bankers and Placement Agents.

Finalis provides end-to-end regulatory affiliation and transaction support, giving independent dealmakers the flexibility to operate efficiently and compliantly under a modern broker-dealer platform built for private capital markets.

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HOW IT WORKS

The three pillars of your Finalis membership

Get compliant
Become registered through our FINRA-member broker-dealer and operate within a fully supported regulatory framework.

Run smarter workflows
Automate core operational tasks with deal-first infrastructure designed to reduce friction and accelerate execution.

Scale your deal practice
Connect with peers, access vetted deal opportunities, and close transactions with confidence.

Finalis in numbers

850+

Bankers & Placements Agents

225B+

in active deal flow

1020+

active private capital deals

$22B+

closed transactions

$218M+

average deal size

10x

faster

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Compliance That Doesn't Slow Down Deals

Finalis helps firms reduce regulatory risk and operate productively. Join the leading investment banking network built for professionals who move fast — and stay compliant.

Endorsed by experienced dealmakers.

"Finalis allows me to assemble the best expert working teams to meet my clients’ various investment banking needs on a global basis."

Yixin (Shing) Pan

XTVue, Inc.

"I have already connected with several bankers to collaborate on deals which greatly improves the timing and outcome. I look forward to interactions through this portal!"

Dale Sizemore

ConCap Global, LLC

"Great collaboration with other affiliates to represent a formidable team."

Jeb J. Altonaga

Clearglass Capital Partners

"Finalis looks for ways to partner with us above and beyond the standard broker/dealer partnership."

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Carlsquare

"A well needed change in the broker-dealer space."

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Peak

"There is real power in this model. I believe networking is one of the most important advantages of Finalis."

Christopher McGhee

McGhee Risk Capital, LLC

"The broader Finalis community is powerful. Finalis has basically created a collaboration space for individual firms, which gives us the collective power and resources of a much larger institution."

Billy Birdzell

Horatius Group