Faster Compliance Built for Independent Bankers and Placement Agents.

Finalis provides end-to-end regulatory affiliation and transaction support, giving independent dealmakers the flexibility to operate efficiently and compliantly under a modern broker-dealer platform built for private capital markets.

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Regulatory Affiliation.
Built for Independent Bankers

Finalis provides end-to-end regulatory affiliation and transaction support, enabling independent dealmakers to operate efficiently and compliantly in private capital markets.
Schedule a Call

Compliance That Works for Your Business

Finalis helps firms reduce regulatory risk and operate productively. Join the leading investment banking network built for professionals who move fast — and stay compliant.
How it works

Your compliance partner to grow your business

Finalis supports your affiliation with a FINRA-member broker-dealer so you can raise capital and close deals — with regulatory oversight built in and operational workflows optimized for dealmakers.

Finalis in numbers

950+

affiliated bankers
Expanding opportunity across sectors and
geographies

$210.95B+

in active deal flow
Managed with compliance-first
infrastructure

1,586+

active private capital deals
Supported by secure, compliant workflows

$22B+

closed transactions
Enabled through seamless BD supervision

$54.76M+

average deal size
Attracting high-caliber counterparties

10x

faster
Deal sourcing and compliance execution
Let Us Power Your Business

Real Professionals.
Real Results.

Watch how Finalis helped Portside
Solutions master compliance and
scale with confidence.
Book your 30-min Strategy Session

Ready to boost your deals?

Schedule a 30 minute meeting and get a personalized analysis on how Finalis can help you.
Get a free demo now
About Finalis

How Finalis Supports Your Deals

Overcome regulatory bottlenecks and streamline every stage of your deal cycle — from origination to close.
Finalis Marketplace™
Discover vetted, high-quality deal flow from a network of 850+ affiliated bankers.

Leverage our compliance infrastructure to pursue aligned opportunities — all within a secure, broker-dealer-backed ecosystem.

Directory
Instantly find and connect with dealmakers across the Finalis network.

Search by sector, geography or expertise to expand your pipeline and accelerate syndication.

Finalis Capital Introduction
Get warm intros to institutional investors through our exclusive Capital Allocators Program.

We help you match with active buyers aligned to your deal profile — no cold outreach required.

Connect Insights
Unlock visibility into key deal metrics, referral opportunities, and network activity.

Use platform intelligence to prioritize the right opportunities and move with confidence.

Free Guide

Choosing the Right Broker-Dealer? Start Here.
Before affiliating, make sure your partner meets today’s compliance, cost and operational standards. Our free guide helps you ask the right questions.

What You’ll Learn:

Key FINRA and regulatory requirements to look for
What Series 7 sponsorship really entails
Red flags: hidden fees, delays, compliance risks
When affiliation beats full registration — and why
How Finalis compares to traditional broker-dealers
Download the Free Guide

Join Finalis

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Become a member