A custom-built solution that delivers leverage and confidence with secure wire tracking, same-day processing, and expert regulatory compliance monitoring.
Real-time information on wire status and tracking of payments
Same-day wire processing for pre-approved transactions
Multiple banking relationships monitored by a dedicated team to ensure redundancies and enable us to receive cash and non-cash payments from anywhere in the world.
Financial Regulatory Monitoring
Dedicated financial regulatory monitoring capabilities to ensure financial compliance with FINRA and the SEC
Trade settlements, reconciliations and regulatory compliance with all relevant regulations and reporting requirements
Preparation of financial statements and other financial reports to comply with accounting standards
Submission of FOCUS filings for regulatory bodies
Errors & Omissions (“E&O”) Insurance
Operate with confidence knowing that your deals processed through Finalis are shielded under Finalis’ errors & omissions insurance that protects you from covered losses that may arise in connection with your transaction services.
Increased visibility on your earnings
Stay up-to-date on all matters related to the status of your payments
Keep informed on wire processing and accounting of your closed and pending transactions