Press

Finalis announced that it has achieved SOC 2 Type I compliance in accordance with American Institute of Certified Public Accountants (AICPA) standards for SOC for Service Organizations, also known as SSAE 18.

Finalis, the rapidly growing dealmaking platform, just announced major regulatory approvals from FINRA and the SEC, empowering our affiliated dealmakers to expand their capital markets activities.

Finalis achieves SOC 2 Type 2 compliance, providing enterprise-level security for customer data on its capital markets dealmaking platform.