Ideal if you’re unregistered with FINRA, the timing to join a broker-dealer isn’t quite right, you want to receive an updated client-facing NDA annually or simply stay updated on how to compliantly engage in M&A, private placements, and alternative investments.

• Fresh client-facing NDA delivered to you annually
• Access the Finalis education library

Ideal for one-time projects or lower volumes with the flexibility to pay as you go.

Fixed Monthly Fee

• Broker dealer with 24/7 compliance and customer support teams
• Deal Flow technology
• Legal Template Library
• Access Finalis education library
• White-label option
• Global reach
• E&O insurance

Ideal for higher volumes and banks and placement agencies in a growth phase.

Flexible Pricing Options (fixed + variable)

• Broker dealer with 24/7 compliance and customer support teams
• Deal Flow technology
• Legal Template Library
• Access Finalis education library
• White-label option
• Global reach
• E&O insurance
• Research Solutions