You already vouch for people. When a firm you refer joins Finalis, you receive 50% of Finalis' net commission revenue from that firm for its first year. No cap on the number of referrals.
Finalis Securities LLC · CRD #305908
Member FINRA / SIPC - New York, NY
Introduce a firm you know and respect. One email to your Finalis contact is enough — there is no form to chase.
They affiliate with Finalis and pay their annual subscription. Onboarding, compliance, and licensing handled by us.
You receive 50% of Finalis' net commission revenue from that firm across its first year.
Hypothetical Illustration Below: Paid on first-year commissions. There is no cap on the number of firms you refer.
The firm you refer earns in first-year success fees
Finalis net commission revenue on those fees
Your share (50%)
* Not a projection of actual results. (Based on 5% Finalis split) Results may vary.
Open to all Finalis Members in good standing.
The firm you refer must be new to Finalis and not already in an active sales conversation.
The share is calculated on Finalis' net commission revenue from that firm, across its first year.
Your reward is not contingent on the firm reaching a threshold, nor is it capped. The reward is directly correlated to the success of the firm you refer.
Submit referrals through your Finalis dedicated CSM. Terms are set out in a written referral agreement.
Referred firms reach production faster than any other source we track. You know which firms are real — that judgment is worth more than our outbound.
You are just making an introduction, not selling on our behalf. Finalis is not a party to your client engagement letters, and nothing about your practice changes.
Every firm you bring in widens the pool for co-advisory, syndication, and referrals on deals outside your focus — including yours.
Know a firm that belongs here? Email your Finalis CSM Today.
Securities offered through Finalis Securities LLC, CRD #305908, Member FINRA/SIPC. This material is for informational purposes only and is intended for existing Finalis Members; it is not an offer to sell or a solicitation of an offer to buy any security. The example shown is hypothetical, provided solely to illustrate how the referral share is calculated, and does not reflect actual or projected results. Individual outcomes vary and no particular result is guaranteed. Referral compensation is subject to a written referral agreement, member eligibility, applicable FINRA and SEC rules, and Finalis compliance approval. Network figures are as of July 29, 2026, unaudited, and subject to change; past activity is not a guarantee of future results. Program terms are subject to change. [DRAFT — pending Compliance review and approval prior to any external use.] Finalis Securities LLC · 450 Lexington Ave, 4th Fl, New York, NY 10163.